Our business is built on trust, transparency and sound ethics.
These values are the backbone of our compliance program.

We have worked with various companies and organizations in the healthcare industry. Protecting both our clients and theirs is a critical part of our job.

We provide our clients with the tools and technology they need to oversee and manage their usage. We strive to partake in industry best practices.

Expert Policies

COMPLIANCE TRAINING

During the registration process, each expert completes compliance training that covers securities laws, confidentiality laws and our policies. Also, to be eligible to consult with our clients, they must have taken compliance training within the past year.

PROJECT ELIGIBILITY ASSESSMENT

For every project, Capetivate screens potential candidates to assess their eligibility and any potential conflicts of interest. For example, experts are prohibited from consulting about their current employer or other third parties to whom they owe confidentiality obligations.

We also restrict specific industries and classes of experts as appropriate.

TERMS & CONDITIONS

Before their first consultation, experts must agree to abide by Capetivate’s Terms & Conditions, which prohibit the disclosure of confidential and material, non-public information. To be eligible to participate in a consultation, they must have agreed to our Terms & Conditions within the last year, and they are also required to provide current employment information.

Capetivate’s Policies

RESTRICTED COMPANIES DATABASE

Capetivate maintains a database of company policies that affect their employees’ eligibility to participate in expert consultations. This information is fully integrated with our proprietary technology platform.

LEGAL REPRESENTATION

Capetivate has legal representation for every project deemed necessary.

EMPLOYEE COMPLIANCE POLICIES

All Capetivate employees sign confidentiality agreements and are required to have their trading transactions pre-approved by our compliance department.

FEEDBACK & REVIEW

After each consultation, experts and clients have an opportunity to provide feedback directly to their Capetivate representative.

Compliance Technology

COMPLIANCE PLATFORM

Our custom-built compliance platform is fully integrated with our proprietary workflow software to gather and maintain expert permissions and eligibility.

CLIENT OVERSIGHT

Compliance officers can access our client site to view and manage upcoming consultation sessions for their firm.

CUSTOMIZABLE RULES

Clients can customize their account’s compliance settings to exclude specific categories of experts and increase their usage oversight.